My Team

Because my clients have placed their trust in me to help make their goals a reality, I am committed to providing them with exceptional customer service. If you have a problem or need assistance at any time, please call and speak with a member of my staff: Dawn Cook,  Debbie Mogan, Martha Werth, Kyle Lewis, or  Roy Simmons.

 

 
Debbie K Mogan

Debbie K Mogan

Associate Financial Representative

803-254-0133 ext. 3051

Debbie serves as the investment operations support person for my practice.  She is FINRA registered with Series 6 and Series 63 securities licenses, and has been with our practice since 1999. 

 
Dawn Cook

Dawn Cook

Client Service Associate

803-254-0133 ext. 3028

Dawn manages client review scheduling and assists with policy owner service, client relations, marketing, and administrative tasks.  An alumna of the College of Charleston, Dawn joined our practice in 2008.

 

 
Roy Simmons

Roy Simmons, CFP®, RICP®, ChFC®, CLU®, CASL®

Associate Wealth Management Advisor

803-254-0133 ext. 3025

Roy meets our clients’ needs in the 401(k), investment, and financial planning arenas.  An alumnus of Emory and Henry College, he holds the following designations / certifications:  CFP®, ChFC®, CLU®, RICP®, and CASL®.   Roy also holds the Series 7 and 66 securities licenses and the SC Life and Health license.  Prior to joining our staff in 2009, Roy worked in the insurance industry in various management capacities and as the Chief Financial Officer of a sales organization.

The Chartered Advisor for Senior Living (CASL®) designation is conferred by The American College of Financial Services.

 
Kyle Lewis

Kyle Lewis, CPA, CFP®

Associate Wealth Management Advisor

803-254-0133 ext. 3007

Kyle meets with clients to discuss financial planning and joined our practice in 2015.  He holds a Bachelor of Science degree in Accounting from Anderson University and a Master’s in Accounting from the University of South Carolina. Prior to joining our firm, Kyle worked in public accounting and earned his Certified Public Accountant designation.  He also holds the Series 7 and Series 66 securities licenses, the SC Life and Health and Long Term Care licenses, and is a Certified Financial Planner.

 
Martha E Werth

Martha E Werth

Associate Financial Representative

803-254-0133 ext. 3001

Martha oversees Life, Disability Income, and Long Term Care case management and assists with office administration, client relations, and marketing.  She joined our practice in 2004, and holds her SC Life and Health license and her Certification in Long Term Care.

 

 

David J Van De Water, CLU®, ChFC®

Wealth Management Advisor

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck